FAQ

Forms

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Account Opening
Individual Account
Individual - Self Certification Form (CRS)
W-8BEN Form (Individuals)
4(1)Client Securities Standing Authority (where applicable)
8(1)Client Money Standing Authority
Facility Letter (where applicable)
Customer Profiling Questionnaire (CPQ) – Individual or Joint Account
Confirmation Letter of Knowledge of Trading Exchange-traded Derivative Products (For client without knowledge of derivative products uses) (where applicable)
Client Agreements & Schedules
	Corporate Account
Account Application (Corporate Account)
W-8BEN-E Form (Entity)
Customer Profiling Questionnaire (CPQ) – Corporate Account
Board Resolution - Cash Client
Board Resolution - Margin Client
Entity - Self Certification Form (CRS)
Deed of Guarantee & Indemnity
Guarantor Profile Information
Fund / Stock
Dividend Standing Instruction Form
Fund Withdrawal for FX
Fund Withdrawal
Overdraft Form
Physical Stock Withdrawal
Inter-Company Fund & Stocks Transfer
Client Deposit Confirmation Form
Stock Transfer Form (Overseas Securities)
Update Information
Change Of Account Information Instruction
Add specimen signatures
Other Services
Standing Instruction for Payments to Designated Own and/orThird-Party Account(s)
"All-You-Can-Trade" Programme – Hong KongIndex Futures and Index Options Application Form
Global Market Data Subscription Form
Third Party Authorisation – Individual or Joint Account
HKIDR consent form

Last Update: 2023-09-04