EBSI Direct Fees and Charges

HK Shares and Warrants | UStock Pro |Stock Options | Futures| Other Fees & Charges

HK Shares and Warrants

General Transactions Charge

Services	Monthly Turnover (Million)	Commission Rate	Minimum (Per Transaction)
i) Basic Commission	<HKD 13.8	0.138%	HKD 88
	HKD 13.8 to HKD 30	0.108%	HKD 88
	>HKD 30	0.088%	HKD 88
	Remark Phone orders are subject to a HKD20 surcharge per executed trade. The surcharge will be waived for the first 3 executed trades per month. Each trade will be settled in the relevant stock’s trading currency designated by HKEX. If the trade is not settled in HKD, monthly turnover and minimum commission will be calculated in HKD equivalent.
ii) Pre-IPO Investing Commission (Grey Market)	0.375% on gross amount (Min: HKD150)
iii) Stamp Duty*	0.10% on gross amount (rounded up to the nearest dollar)
iv) SFC Transaction Levy*	0.0027% on gross amount
v) HKEX Trading Fee*	0.00565% on gross amount
vi) CCASS Settlement Fee*	0.004% on gross amount (Min: HKD 5 / Max: HKD 200)
vii) AFRC Transaction Levy*	0.00015% on gross amount

*Each trade will be settled in the relevant stock’s trading currency designated by HKEX. If the trade is not settled in HKD, fees and charges will be calculated in HKD equivalent.

UStock Pro

General Transactions Charge

Services	Charges
Commission	0.138% per transaction (USD) (Min: USD 15)
SEC fee	0.00278% of trade value (Only applied on sell side)

Remarks

Phone orders are subject to a HKD20 surcharge per executed trade via UStock Pro.

Stock Options

Services	Fees & Charges
1. General Charges
i) Commission	0.25% of contracted value (Min: HKD 88) (Phone orders are subject to a to a HKD HKD 30 surcharge per executed trade.)
2. Third-party Transaction Charges
i) Exchange Fee	Tier 1	Tier 2	Tier 3
i) Exchange Fee	HKD 3 per contract	HKD 1 per contract	HKD 0.5 per contract
3. Fees due to Option Exercise (Physical Delivery of the Underlying Shares)
i) Exercise Fee	HKD 2 per contract
ii) Stamp Duty	0.10% on gross amount (Rounded up to the nearest dollar)
iii) SFC Transaction Levy	0.0027% on gross amount
iv) HKEX Trading Fee	0.00565% on gross amount
v) CCASS Settlement Fee	0.004% on gross amount (Min: HKD 5 / Max: HKD 200)
vi) Commission	0.138% on gross amount (Min: HKD 88)
vii) AFRC Transaction Levy	0.00015% on gross amount

Futures

Execute trades through “Futures Trader Pro” at EBSI Direct, details of fees and charges as follows:

Hong Kong Futures (Futures Trader Pro)	Commission (Day Trade / Overnight – per lot per side)
Hang Seng Index Futures	HKD 38 / HKD 68
H-shares Index Futures	HKD 38 / HKD 68
Mini Index Futures	HKD 8 / HKD 18
Hang Seng TECH Index Futures	HKD 38 / HKD 68
HSI Dividend Point Index Futures	HKD38 / HKD68
HSCEI Dividend Point Index Futures	HKD38 / HKD68
CNH based Currency Futures	RMB40 / RMB70
Mini CNH based Currency Futures	RMB8 / RMB18
USD based Currency Futures(CNH/USD)	USD20
USD based Futures	USD20
Stock Futures	HKD300

Hong Kong Options (Futures Trader Pro)	Commission (Day Trade / Overnight – per lot per side)
Hang Seng Index Options	HKD68
H-shares Index Options	HKD68
Mini Index Options	HKD18
Hang Seng TECH Index Options	HKD68
MSCI Taiwan (USD) Index Options	1% of Contract Value (Min: USD10)
CNH based Currency Options	HKD68

Remark:

If an expiring Hong Kong Index Futures and Index Options contract is closed out by “auto cash settlement” on the last trading day, its commission will be subject to overnight charges.
Unless specified, commission does not include stamp duty, exchange fee, levy, trading fee, settlement fee, nominee service fee, custodian fee and other services fees
Phone orders are subject to a surcharge of HKD 30 per executed trade for Hong Kong Futures and HKD 60 per executed trade for Global Futures.